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Based on discussions with the information systems manager, the backup strategy has been summarized below:
To test the information above, I judgmentally selected a total of ____items, half from the backup records and half from the backups to make a comparison of what they believe they have in backups and what they actually have in backups. The items tested and the test results are summarized in the following table.
Based on the procedures performed and results obtained, my opinion is that____________________.
DISASTER RECOVERY PLAN: EVALUATION AND TESTING E-3
Prepared by / date ___AUDITOR___ _96/month/day
Approved by / date _________ _96/____/____
I have reviewed the disaster recovery plan that is included in the carryforward workpapers. Based on that review I noted the following:
RECOVERY STRATEGY: EVALUATION AND TESTING E-4
Prepared by / date ___AUDITOR___ _96/month/day
Approved by / date _________ _96/____/____
Note: Correct the statements below as needed.
I asked the information systems manager for a summary of his/her recovery strategy, which has been summarized in the paragraphs below.
Based on the procedures performed and results obtained, my opinion is that _______________.
WORKPAPER TITLE E-5
Prepared by / date ___AUDITOR___ _96/month/day
Approved by / date _________ _96/____/____
WORKPAPER TITLE E-6
Prepared by / date ___AUDITOR___ _96/month/day
Approved by / date _________ _96/____/____
OTHER PROCEDURES E-99
Prepared by / date ___AUDITOR___ _96/month/day
Approved by / date _________ _96/____/____
SUMMARY MEMOBACKUP, RECOVERY, AND ..... E-Memo
Prepared by / date ___AUDITOR___ _96/month/day
Approved by / date _________ _96/____/____
Note: Correct the statements below as needed.
OBJECTIVES
The objectives in this area were to:
CONCLUSION
Based on the work done in this area, my opinion is that:
FINDINGS
The conclusion(s) above were made considering the following specific findings:
PROCEDURES
To satisfy the audit program, the following procedures were done.
Submitted to file,
__Auditor__
__Title___
WORKPAPER INDEX - DATA CENTER OPERATIONS F-Index
Prepared by / date ___AUDITOR___ _96/month/day
Approved by / date _________ _96/____/____
F-Memo | Summary memo for operations |
F-Point | Audit point(s) for operations (duplicates listing at the beginning of the working papers) |
F-1 | Review of questionnaire responses |
F-2 | Evaluation of the operations run book |
F-3 | |
F-4 | |
F-5 | |
F-6 | |
F-7 | |
F-8 | |
F-9 | |
F-99 | Other procedures |
REVIEW OF QUESTIONNAIRE RESPONSES - OPERATIONS F-1.1
Prepared by / date ___AUDITOR___ _96/month/day
Approved by / date _________ _96/____/____
I have reviewed the responses to the questionnaire section dealing with data center operations. A copy of that section follows this working paper as 1.2. All of the items requiring further discussion, investigation, or other follow-up are described below, and referenced by the letter (and audit point reference where appropriate) shown in the left column.
Reference | Audit Point | Description |
---|---|---|
| | |
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